For Tech Employees & RSU Holders

Your RSUs are locked up.
Your income doesn't have to be.

Earn 10%+ annual income from your company stock — fully compliant with trading windows, blackout periods, and insider restrictions.

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We Understand Your Situation

You've worked hard to earn your equity. But turning it into real income is harder than it should be.

Trading Windows & Blackouts

You can only trade during narrow open windows. By the time you can act, the opportunity has passed.

Can't Short or Hedge

Company policy prevents you from writing covered calls, buying puts, or shorting your own stock.

Near-Zero Cost Basis

Your RSUs vested at a fraction of today's price. Selling means 30%+ goes to federal and state taxes.

Wealthy on Paper, Cash-Poor

Your net worth looks great. But your stock produces zero income and you can't access it without selling.

How Embark Solves This

We manage income strategies on your stock — outside your personal brokerage, fully compliant with your employer's policies.

Managed Outside Your Brokerage

Your stock is contributed to an Embark SPV via §721 tax-free transfer. We manage the income strategies — no conflict with your employer's trading policies.

10%+ Targeted Annual Income

Sophisticated option strategies generate consistent income on your position. You receive quarterly distributions while keeping your shares.

No Taxable Event

The §721 in-kind contribution is not a sale. Your cost basis carries over. No capital gains triggered.

Downside Protection Built In

Income from option premiums provides a natural cushion. If the stock pulls back, the income you've collected offsets the decline.

How It Could Work For You

A hypothetical scenario for a tech employee with concentrated stock.

Meet Sarah

Senior Engineer · $1M in META · Cost basis: $150K

Path 1

Hold and Wait

Sarah holds her $1M META position for 5 years. The stock performs well — but she earns $0 income along the way. During the 2022 drawdown, she watches $700K evaporate temporarily. She holds through it, but it takes 18 months to recover. Cash generated: $0.

Path 2

Sell and Diversify

Sarah sells $1M META (cost basis $150K). Federal + CA state capital gains: ~$255K in taxes. She reinvests $745K in an index fund. She needs a 34% return just to get back to $1M. She lost her META conviction and a quarter of her wealth to taxes.

Path 3

Embark

Sarah contributes $1M META to Embark via §721 — no tax event. Over 5 years she earns ~$500K in income (10%/yr targeted). She still holds META. During the 2022 drawdown, the income she collected offset a significant portion of the paper loss. She held her conviction and got paid.

Hypothetical illustration only. Actual returns depend on market conditions, option premiums, and strategy execution. Past performance is not indicative of future results. All investment strategies involve risk, including the potential loss of principal.

See the full case study with year-by-year breakdown

Learn More

Guides written for tech employees navigating concentrated stock.

Ready to Put Your RSUs to Work?

Schedule a 15-minute call to see if Embark is right for your concentrated position.